Legal & Regulatory Matters

On this page you can find information pertaining to a number of legal and regulatory matters, including Raymond James’ processes for delivering best execution of our clients’ orders and portfolio trades, and information about how we manage actual and potential conflicts of interest in our firm. You will also find information about FSCS and ISA limits, charges, and our approach to fund trail.

You will also find some important information about this website and your use of it, as well as Pillar 3 Disclosures, Stewardship and information about the use of Email.