Company Profile

Raymond James Investment Services Limited (RJIS) is the UK private client investment management arm of Raymond James Financial, Inc., a diversified financial services company headquartered in St. Petersburg, Florida, USA. The firm commenced operation in 2001 and now has 12,600 client accounts representing total assets of £1.92 billion (US$2.96 billion). Figures for June 30, 2010 show RJIS has 63 affiliated offices, which represent a number of experienced and well regarded private client investment managers, stockbrokers and wealth managers located throughout the UK.

RJIS is a member of the London Stock Exchange and is authorised and regulated by the Financial Services Authority. Its Registered Office is at 77 Cornhill, London EC3V 3QQ.

Key Corporate Data – June 2010

Total Assets:

£1.92 billion (US$2.96 billion)

Total Head Office Staff Employed in UK Private Client Business:

62

Number of Advisers in UK Business:

144

Number of Locations in UK Business:

63

Total number of Private Client Accounts:

12,600

Discretionary and Advisory Business Split (%):

80/20

Regulatory Body:

Financial Services Authority

Typical Minimum Discretionary Portfolio Size:

£250,000

Typical Minimum Advisory Portfolio Size:

£100,000

*RJIS stats as of June 30, 2010