Company Profile

Raymond James Investment Services Limited (Raymond James) is the UK private client wealth management arm of Raymond James Financial, Inc., a diversified financial services company headquartered in Florida, USA. The firm commenced operation in 2001 and now has over 18,000 client accounts representing total assets of £3.30 billion (US$5.12 billion). Figures for March 31, 2013 show Raymond James has 75 affiliated offices, which represent a number of experienced and well regarded private client investment managers, stockbrokers and investment focused financial planners located throughout the UK.

Raymond James is a member of the London Stock Exchange and is authorised and regulated by the Financial Services Authority. Its Registered Office is at 77 Cornhill, London EC3V 3QQ. Registered in England and Wales No. 3779657

Key Corporate Data – March 2013

Total Assets:

£3.30 billion (US$5.12 billion)

Total Head Office Staff Employed in UK Private Client Business:

81

Number of Wealth Managers in UK Business:

161

Number of Locations in UK Business:

75

Total number of Private Client Accounts:

18,000

Discretionary and Advisory Business Split (%):

80/20

Regulatory Body:

Financial Services Authority

Typical Minimum Discretionary Portfolio Size:

£250,000

Typical Minimum Advisory Portfolio Size:

£100,000

*Raymond James stats as of March 31, 2013